Proposed Rule Packet Approved

The following proposed rule packet has been approved by the Secretary of State's Office and is now open for public comment.

Name of Packet: *002.080223.Securities - Chpts 2, 4, 5 & 10*
Agency: Secretary of State
Program: Securities

Chapters Effected: - Chapter 4 (Broker-Dealer Regulations) with a Filing Date of 2023-08-02T11:51:05 and Document ID 9311 - Chapter 5 (Securities Agent Regulations) with a Filing Date of 2023-08-02T11:51:05 and Document ID 9311 - Chapter 10 (Investment Adviser Regulations ) with a Filing Date of 2023-08-02T11:51:05 and Document ID 9311 - Chapter 2 (Definitions) with a Filing Date of 2023-08-02T11:51:05 and Document ID 9311

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