Proposed Rule Packet Approved

The following proposed rule packet has been approved by the Secretary of State's Office and is now open for public comment.

Name of Packet: 002.080223.Securities - Chpts 2, 4, 5 & 10
Agency: Secretary of State
Program: Securities

Chapters Effected: - Chapter 4 (Broker-Dealer Regulations) with a Filing Date of 2023-08-02T11:51:05 and Document ID 9311 - Chapter 5 (Securities Agent Regulations) with a Filing Date of 2023-08-02T11:51:05 and Document ID 9311 - Chapter 10 (Investment Adviser Regulations ) with a Filing Date of 2023-08-02T11:51:05 and Document ID 9311 - Chapter 2 (Definitions) with a Filing Date of 2023-08-02T11:51:05 and Document ID 9311

Update your subscriptions, modify your password or email address, or stop subscriptions at any time on your Subscriber Preferences Page. You will need to use your email address to log in. If you have questions or problems with the subscription service, please visit subscriberhelp.govdelivery.com.

This service is provided to you at no charge by Wyoming Secretary of State.


This email was sent to [email protected] using GovDelivery Communications Cloud on behalf of: Wyoming Secretary of State ·2020 Carey Avenue, Suite 600 and 700 · Cheyenne, WY 82002-0020