Final Rule Packet Approved

The following final rule packet has been approved by the Governor.

Name of Packet: *002.121423.Securities - Chpts 2, 4, 5 & 10*
Agency: Secretary of State
Program: Securities

Chapters Effected: - Chapter 5 (Securities Agent Regulations) with a Filing Date of 2023-12-13T08:54:21 and Document ID 10389 - Chapter 10 (Investment Adviser Regulations ) with a Filing Date of 2023-12-13T08:54:21 and Document ID 10389 - Chapter 2 (Definitions) with a Filing Date of 2023-12-13T08:54:21 and Document ID 10389 - Chapter 4 (Broker-Dealer Regulations) with a Filing Date of 2023-12-13T08:54:21 and Document ID 10389

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